K2 Intelligence’s regulatory, compliance, and Anti-Money Laundering (AML) professionals advise commercial and retail banks, investment banks, financial services, and FinTech firms, as well as governmental and other non-financial obliged entities around the world on anti-financial crime and regulatory compliance matters—helping them to meet the challenge of complying with international financial crime prevention rules, through both proactive and reactive measures. The firm’s multi-lingual, multidisciplinary professionals have experience and expertise in international standards, leading industry practices, and country specific requirements across 100 countries throughout EMEA, including those 28 following EU directives, as well as U.S. crime prevention rules such as the USA PATRIOT Act, the Bank Secrecy Act (BSA), and the Office of Foreign Assets Control (OFAC).
We work closely with financial entities operating internationally in highly regulated, complex industries to build, maintain, and mature their AML and regulatory compliance programs. Our investigative DNA allows us to leverage decades of experience and cutting-edge technology to provide clients with the specific relevant knowledge needed to mitigate reputational and regulatory risk.
In the age of evolving regulatory frameworks, it is critical for an organization to have a 360-degree, global view of its compliance practices. To this end, we offer clients an extensive dedicated support team to assist not only in the identification of issues but also with the ongoing resolution and implementation of robust compliance and anti-money laundering programs, helping them develop sustainable, cost-effective solutions. We guide our clients’ responses to regulatory investigations and communications with regulators, and design remediation of identified compliance gaps.
Our seasoned professionals have the grounding in best practices to assess, review, enhance, test, and validate your compliance programs and mitigate the risk to your businesses and reputation.
Our areas of specialty include Program Design Implementation, and Advisory; Know Your Customer (KYC) and Enhanced Due Diligence; Sanctions Screening; Model Validation, Tuning, and Testing; Transaction Monitoring; Compliance Process Outsourcing; Enterprise-Wide Risk Assessments; Monitorships and Independent Consultancies; FinTech Advisory.