K2 Intelligence’s regulatory, compliance, and Anti-Money Laundering (AML) professionals assist commercial and retail banks, investment banks, financial services firms, and virtual currency exchanges across the world with regulatory compliance—helping them to meet the challenge of complying with financial crime prevention rules, including those promulgated by the USA PATRIOT Act, the Bank Secrecy Act (BSA), and the Office of Foreign Assets Control (OFAC). Our areas of specialty include sanctions and anti-money laundering compliance—encompassing enhanced Know Your Customer (KYC) due diligence, periodic reviews, account remediation, historical transaction reviews, AML and sanctions risk assessment, independent testing and monitoring, model validation, and AML and sanctions technology evaluation—along with fraud and anti-bribery/anti-corruption compliance.
Our seasoned professionals bring the experience, expertise, and grounding in best practices to assess, review, enhance, test, and validate your compliance programs and mitigate the risk to your businesses and reputation. We focus on matters related to financial crimes compliance so that you can focus on building, maintaining, or growing your business and your reputation.
Our Regulatory Compliance practice also assists financial services, hedge funds, energy businesses, and commodity futures trading operations with regulatory compliance by providing in-depth review, analysis, and advice on regulatory, compliance, and enforcement matters involving the CFTC and other financial service, energy, and trading regulatory agencies. We guide our clients’ responses to regulatory investigations and communications with regulators, and design remediation of identified compliance gaps. We also provide fraud risk assessments and advice on industry best practices.